Ethics and affiliation

For you, as well as for us, it is essential to do business and to live the everyday life with a sense of impeccable ethics.

We adhere to organizations which guarantee the integrity of its members, the protection of the investor and the promotion of the financial business by ensuring its efficiency and fairness.

For example, we are members of the Swiss Association of Assets Managers (SAAM).

Furthermore, and in order to remain at the forefront of financial development, we also take part in the meetings of the most renowned associations such as the CFA Institute.

 

This involvement allows us to build and maintain relationships in the professional and academic areas.
PLK & Partners also works in close collaboration with these two environments by organizing conferences and allow our customers to benefit from it.

The Depositary Banks we work with are affiliated and subjected to the Banks Law. They are governed by the Federal supervisory authority for Financial Markets (FINMA), which is the entity controlling the Swiss Banking System.

Our external auditor is Nicolas Wenge fiduciary, with an approved audit expertise.